First Boston Credit Suisse Recruitment 2022 | PB Compliance Officer | Mumbai
First Boston Credit Suisse Recruitment 2022 – First Boston Credit Suisse Recruiting for the role of PB Compliance Officer. Candidates who are interested can check eligibility criteria and application process below.
First Boston Credit Suisse Recruitment 2022
Company Name: First Boston Credit Suisse
Job Position: PB Compliance Officer
Experience: 7 – 10 Years
Job Location: Mumbai
Responsibilities
- Assist PB India COO senior management in tracking, reviewing and analyzing circulars/notifications etc. issued by various regulators ensuring that the PB India Business is compliant
- Co-ordinating with Regulators on obtaining specific clarification on any regulatory matters/circulars
- Ensuring effective review of PB India first line controls, processes and procedures to mitigate compliance risk
- Active participation in PB India New Business projects to ensure that the India business develops in a controlled and compliant manner and in line with the bank’s risk appetite
- Advising on PB India regulatory requirements / expectations as relevant to the business
- Blocking issue to business and compliance management in India and APAC of regulatory risks
- Involvement in corporate governance matters relating to the relevant domestic entity, including ensuring appropriate regulatory filings and notifications (if required) are made
- Strategic advice and support to the business in client complaint handling
- Liaison with regional Compliance product leads and other Compliance teams (e.g., IM Compliance, Product Compliance) to ensure a seamless delivery of regulatory advice to the business
- Willingness and ability to participate in domestic and APAC CCO projects
- Provide constructive and effective challenge to the business in order for the business to continue to operat, whilst remaining consistent with the bank’s risk appetite and regulatory obligations
- Ensure Compliance Risk Assessment is conducted, discussions with various stakeholders in business, regional compliances and actions are discussed
- Assist in advisory to business/operations on financial crime compliance matters
- Independently taking decision on closure of transaction monitoring of alerts on fortnightly basis
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About Company:
Credit Suisse First Boston (CSFB), also known as CS First Boston, was the investment banking division of Credit Suisse Group until 2006. It was active in investment banking, capital markets and financial services.
In 2006, as part of a major re-branding exercise to communicate as an integrated organization to clients, employees and shareholders, the Credit Suisse Group retired the ‘First Boston’ name and merged the CSFB operations into the newly reorganized investment banking division of Credit Suisse.